<p data-pm-slice="1 1 []"><strong data-start="1062" data-end="1073">"Interno</strong>: mayor control y disponibilidad diaria; &uacute;til si tendr&aacute;s <strong data-start="1130" data-end="1152">operaci&oacute;n continua</strong> y vol&uacute;menes crecientes." si me recomiendas&nbsp; lo antes mencionado cuales son los requisitos segun la norma peruana que debe tener un oficial de cumplimiento?</p>
<p data-pm-slice="1 1 []"><strong data-start="741" data-end="761">Sin impedimentos</strong> del <strong data-start="766" data-end="794">art. 365 de la Ley 26702</strong> (salvo el inciso 2). especificame y explicame en terminos mas sencillos para entenderte?</p>
<p data-pm-slice="1 1 []"><strong data-start="821" data-end="840">V&iacute;nculo directo</strong> con la empresa (puede ser <strong data-start="867" data-end="878">laboral</strong> o <strong data-start="881" data-end="896">contractual</strong>) y con <strong data-start="904" data-end="933">autonom&iacute;a e independencia</strong> en sus funciones. especificame y explicame en terminos mas sencillos para entenderte?</p>
<p data-pm-slice="1 1 []">Otros que la <strong data-start="970" data-end="977">SBS</strong> establezca. (Los requisitos pueden acreditarse con <strong data-start="1029" data-end="1051">declaraci&oacute;n jurada</strong>).especificame y explicame en terminos mas sencillos para entenderte?</p>
<p data-pm-slice="1 1 []"><strong data-start="643" data-end="649">No</strong> ser ni haber sido <strong data-start="668" data-end="687">auditor interno</strong> del sujeto obligado en los <strong data-start="715" data-end="734">&uacute;ltimos 6 meses</strong>.especificame y explicame en terminos mas sencillos para entenderte?</p>
<p data-pm-slice="1 1 []">que es un OC corporativo?</p>
<p data-pm-slice="1 1 []">Aque te te refieres con <strong data-start="2375" data-end="2386">V&iacute;nculo</strong> laboral (adenda o contrato) que reconozca <strong data-start="2429" data-end="2442">autonom&iacute;a</strong> del OC.especificame y explicame en terminos mas sencillos para entenderte?</p>
<p data-pm-slice="1 1 []">En corto: <strong data-start="10" data-end="16">no</strong>, la norma peruana <strong data-start="35" data-end="47">no exige</strong> que el Oficial de Cumplimiento (OC) tenga una carrera universitaria espec&iacute;fica. Lo que <strong data-start="135" data-end="141">s&iacute;</strong> exige es que sea <strong data-start="159" data-end="178">persona natural</strong> con <strong data-start="183" data-end="198">experiencia</strong> en la actividad del sujeto obligado o en <strong data-start="240" data-end="249">LA/FT</strong>, y que cumpla una serie de <strong data-start="277" data-end="304">requisitos de idoneidad</strong> (sin condenas, sin protestos no aclarados, etc.). Esto est&aacute; en el <strong data-start="371" data-end="385">art&iacute;culo 6</strong> de la <strong data-start="392" data-end="423">Resoluci&oacute;n SBS N.&deg; 789-2018</strong> (y sus actualizaciones). si en este caso el banco bcp le cerro&nbsp; su cuenta, pero en otros bancos si tiene puede ser oficial d cumplimiento?</p>
<p data-pm-slice="1 1 []">Que es un certificaciones AML?</p>
<h3 data-start="840" data-end="898">Buenas pr&aacute;cticas si el OC es familiar de un accionista</h3>
<p data-start="899" data-end="985">Para evitar observaciones por <strong data-start="929" data-end="953">conflicto de inter&eacute;s</strong> y demostrar independencia real:</p>
<ol data-start="986" data-end="1683">
<li data-start="986" data-end="1160">
<p data-start="989" data-end="1160"><strong data-start="989" data-end="997">Acta</strong> de designaci&oacute;n que deje constancia de la <strong data-start="1039" data-end="1052">autonom&iacute;a</strong> del OC y su <strong data-start="1065" data-end="1093">l&iacute;nea de reporte directo</strong> a la Alta Direcci&oacute;n/Junta. <span class="" data-state="closed"><span class="ms-1 inline-flex max-w-full items-center relative top-[-0.094rem] animate-[show_150ms_ease-in]" data-testid="webpage-citation-pill"><a class="flex h-4.5 overflow-hidden rounded-xl px-2 text-[9px] font-medium transition-colors duration-150 ease-in-out text-token-text-secondary! bg-[#F4F4F4]! dark:bg-[#303030]!" href="https://intranet2.sbs.gob.pe/dv_int_cn/1766/v5.0/Adjuntos/789-2018.R.pdf" target="_blank" rel="noopener"><span class="relative start-0 bottom-0 flex h-full w-full items-center"><span class="flex h-4 w-full items-center justify-between overflow-hidden"><span class="max-w-[15ch] grow truncate overflow-hidden text-center">Intranet SBS</span></span></span></a></span></span></p>
</li>
<li data-start="1161" data-end="1290">
<p data-start="1164" data-end="1290"><strong data-start="1164" data-end="1186">Declaraci&oacute;n jurada</strong> de <strong data-start="1190" data-end="1203">idoneidad</strong> y de <strong data-start="1209" data-end="1234">conflictos de inter&eacute;s</strong> (y su gesti&oacute;n). <span class="" data-state="closed"><span class="ms-1 inline-flex max-w-full items-center relative top-[-0.094rem] animate-[show_150ms_ease-in]" data-testid="webpage-citation-pill"><a class="flex h-4.5 overflow-hidden rounded-xl px-2 text-[9px] font-medium transition-colors duration-150 ease-in-out text-token-text-secondary! bg-[#F4F4F4]! dark:bg-[#303030]!" href="https://intranet2.sbs.gob.pe/dv_int_cn/1766/v5.0/Adjuntos/789-2018.R.pdf" target="_blank" rel="noopener"><span class="relative start-0 bottom-0 flex h-full w-full items-center"><span class="flex h-4 w-full items-center justify-between overflow-hidden"><span class="max-w-[15ch] grow truncate overflow-hidden text-center">Intranet SBS</span></span></span></a></span></span></p>
</li>
<li data-start="1291" data-end="1430">
<p data-start="1294" data-end="1430"><strong data-start="1294" data-end="1322">Separaci&oacute;n de funciones:</strong> que el OC <strong data-start="1333" data-end="1339">no</strong> sea (ni haya sido en 6 meses) <strong data-start="1370" data-end="1389">auditor interno</strong>. <span class="" data-state="closed"><span class="ms-1 inline-flex max-w-full items-center relative top-[-0.094rem] animate-[show_150ms_ease-in]" data-testid="webpage-citation-pill"><a class="flex h-4.5 overflow-hidden rounded-xl px-2 text-[9px] font-medium transition-colors duration-150 ease-in-out text-token-text-secondary! bg-[#F4F4F4]! dark:bg-[#303030]!" href="https://intranet2.sbs.gob.pe/dv_int_cn/1766/v5.0/Adjuntos/789-2018.R.pdf" target="_blank" rel="noopener"><span class="relative start-0 bottom-0 flex h-full w-full items-center"><span class="flex h-4 w-full items-center justify-between overflow-hidden"><span class="max-w-[15ch] grow truncate overflow-hidden text-center">Intranet SBS</span></span></span></a></span></span></p>
</li>
<li data-start="1431" data-end="1578">
<p data-start="1434" data-end="1578"><strong data-start="1434" data-end="1470">Acceso irrestricto a informaci&oacute;n</strong> y <strong data-start="1473" data-end="1491">no represalias</strong> por reportes/alertas (dejarlo en el contrato). <span class="" data-state="closed"><span class="ms-1 inline-flex max-w-full items-center relative top-[-0.094rem] animate-[show_150ms_ease-in]" data-testid="webpage-citation-pill"><a class="flex h-4.5 overflow-hidden rounded-xl px-2 text-[9px] font-medium transition-colors duration-150 ease-in-out text-token-text-secondary! bg-[#F4F4F4]! dark:bg-[#303030]!" href="https://intranet2.sbs.gob.pe/dv_int_cn/1766/v5.0/Adjuntos/789-2018.R.pdf" target="_blank" rel="noopener"><span class="relative start-0 bottom-0 flex h-full w-full items-center"><span class="flex h-4 w-full items-center justify-between overflow-hidden"><span class="max-w-[15ch] grow truncate overflow-hidden text-center">Intranet SBS</span></span></span></a></span></span></p>
</li>
<li data-start="1579" data-end="1683">
<p data-start="1582" data-end="1683"><strong data-start="1582" data-end="1610">Comunicar la designaci&oacute;n</strong> por <strong data-start="1615" data-end="1625">SISDEL</strong> en 15 d&iacute;as h&aacute;biles. <span class="" data-state="closed"><span class="ms-1 inline-flex max-w-full items-center relative top-[-0.094rem] animate-[show_150ms_ease-in]" data-testid="webpage-citation-pill"><a class="flex h-4.5 overflow-hidden rounded-xl px-2 text-[9px] font-medium transition-colors duration-150 ease-in-out text-token-text-secondary! bg-[#F4F4F4]! dark:bg-[#303030]!" href="https://intranet2.sbs.gob.pe/dv_int_cn/1766/v5.0/Adjuntos/789-2018.R.pdf" target="_blank" rel="noopener"><span class="relative start-0 bottom-0 flex h-full w-full items-center"><span class="flex h-4 w-full items-center justify-between overflow-hidden"><span class="max-w-[15ch] grow truncate overflow-hidden text-center">Intranet SBS</span></span></span></a></span></span></p>
</li>
</ol>
<p data-start="1685" data-end="1818">Si quieres, te armo un <strong data-start="1708" data-end="1756">modelo de acta + contrato + DJ de conflictos</strong> dejando blindada la independencia del OC aun siendo familiar.</p>